Smith Asset Management, Inc. is a full service Registered Broker-Dealer based in New York City. The firm specializes on the capital market trading strategies of equities, debt and options. The firm also concentrates on institutional trading and provides corporate executives with tools and recommendations for the exercise of options and creation of collar strategies for wealth preservation and decreased portfolio volatility.

The firm has enjoyed steady and sizable growth since its inception and offers a comprehensive range of trading and wealth management solutions for high net worth and institutional clients.

Mission

Always focused on its mission of being a preferred choice for clients and setting a standard of excellence in financial services Smith Asset Management, Inc. has served clients for over a decade and developed a strong culture that helped the company to succeed across market cycles.
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